Filing Details

Accession Number:
0001225208-17-015453
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-29 16:05:39
Reporting Period:
2017-09-27
Accepted Time:
2017-09-29 16:05:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1196501 Hms Holdings Corp HMSY Services-Business Services, Nec (7389) 113656261
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1209904 C William Lucia 5615 High Point Drive
Irving TX 75038
Chairman, President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-09-27 30,000 $19.77 222,745 No 4 M Direct
Common Stock Disposition 2017-09-27 29,894 $20.00 192,851 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonqualified Stock Option (Right to Buy) Disposition 2017-09-27 30,000 $0.00 30,000 $19.77
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-09-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 522,092 Indirect By Lucia Family Trust
Footnotes
  1. The transactions reported were executed pursuant to a trading plan (the "Plan") entered into by the reporting person on August 8, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The Plan provides for the exercise of an option to purchase shares of HMS common stock and subsequent sale of some of those shares in order to cover transaction-related expenses (including taxes, exercise price and fees). The option was granted in 2010 and has an expiration date within 2 months of the date of the Plan.
  2. These shares are indirectly owned by The William C Lucia Family Trust, a revocable trust for which the Reporting Person is Trustee. Taking into account shares owned both directly and indirectly by family trust, the Reporting Person beneficially owned an aggregate of 714,943 shares following the transactions reported on this Form 4.
  3. This option was previously reported as covering 20,000 shares at an exercise price of $59.32 per share but was adjusted to reflect the 3-for-1 stock split of the Issuer's common shares, effected in the form of a common stock dividend. The stock dividend was distributed on August 16, 2011, to shareholders of record at the close of business on July 22, 2011.
  4. 50% of the option vested in three equal annual installments commencing on December 31, 2011. Vesting of the remaining 50% of the option was subject to the achievement of performance conditions which were not met; therefore, 50% of the option was canceled.