Filing Details

Accession Number:
0001127602-17-028165
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-26 19:17:33
Reporting Period:
2017-09-22
Accepted Time:
2017-09-26 19:17:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
104169 Wal Mart Stores Inc WMT Retail-Variety Stores (5331) 710415188
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1219106 C Jim Walton P.o. Box 1860
Bentonville AR 72712
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-09-22 714,834 $79.55 100,175,105 No 4 S Indirect By Trust
Common Stock Disposition 2017-09-25 2,200,000 $0.00 97,975,105 No 4 J Indirect By Trust
Common Stock Disposition 2017-09-25 995,337 $79.44 96,979,768 No 4 S Indirect By Trust
Common Stock Disposition 2017-09-25 66,844 $80.02 96,912,924 No 4 S Indirect By Trust
Common Stock Disposition 2017-09-26 222,985 $79.13 96,689,939 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust
No 4 J Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,507,224 Direct
Common Stock 1,415,891,131 Indirect By Limited Liability Company
Footnotes
  1. This sale from the Walton Family Holdings Trust (the "Trust") was executed in multiple trades at prices ranging from $79.25 to $80.06, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
  2. The transaction is a distribution of 2,200,000 shares of Common Stock, for no consideration, by the Trust to a beneficiary of the Trust.
  3. This sale from the Trust was executed in multiple trades at prices ranging from $79.00 to $79.99, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
  4. This sale from the Trust was executed in multiple trades at prices ranging from $80.00 to $80.10, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
  5. This sale from the Trust was executed in multiple trades at prices ranging from $79.00 to $79.30, inclusive. The price reported above reflects the weighted average sales price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
  6. The reporting person is a trustee of the Trust, the entity that owns 96,689,939 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by the Trust except to the extent of his pecuniary interest therein.
  7. The reporting person is a member of Walton Enterprises, LLC, the entity that owns 1,415,891,131 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of his pecuniary interest therein.