Filing Details

Accession Number:
0001127602-17-027903
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-21 18:26:54
Reporting Period:
2017-09-19
Accepted Time:
2017-09-21 18:26:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1326801 Facebook Inc FB Services-Computer Programming, Data Processing, Etc. (7370) 201665019
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1548760 Mark Zuckerberg C/O Facebook, Inc.
1601 Willow Road
Menlo Park CA 94025
Cob And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-09-19 58,262 $0.00 58,262 No 4 C Indirect By Chan Zuckerberg Foundation
Class A Common Stock Disposition 2017-09-19 20,655 $171.18 37,607 No 4 S Indirect By Chan Zuckerberg Foundation
Class A Common Stock Disposition 2017-09-19 35,787 $171.86 1,820 No 4 S Indirect By Chan Zuckerberg Foundation
Class A Common Stock Disposition 2017-09-19 1,820 $172.49 0 No 4 S Indirect By Chan Zuckerberg Foundation
Class A Common Stock Acquisiton 2017-09-19 36,414 $0.00 36,414 No 4 C Indirect By CZI Holdings, LLC
Class A Common Stock Disposition 2017-09-19 11,371 $171.15 25,043 No 4 S Indirect By CZI Holdings, LLC
Class A Common Stock Disposition 2017-09-19 23,901 $171.83 1,142 No 4 S Indirect By CZI Holdings, LLC
Class A Common Stock Disposition 2017-09-19 1,142 $172.49 0 No 4 S Indirect By CZI Holdings, LLC
Class A Common Stock Disposition 2017-09-19 6,305 $171.17 668,764 No 4 S Indirect By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 2 Dated 5/8/2014
Class A Common Stock Disposition 2017-09-19 8,265 $171.89 660,499 No 4 S Indirect By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 2 Dated 5/8/2014
Class A Common Stock Disposition 2017-09-19 6,576 $171.20 764,892 No 4 S Indirect By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 3 Dated 5/8/2014
Class A Common Stock Disposition 2017-09-19 7,993 $171.90 756,899 No 4 S Indirect By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 3 Dated 5/8/2014
Class A Common Stock Acquisiton 2017-09-20 58,180 $0.00 58,180 No 4 C Indirect By Chan Zuckerberg Foundation
Class A Common Stock Disposition 2017-09-20 26,771 $171.52 31,409 No 4 S Indirect By Chan Zuckerberg Foundation
Class A Common Stock Disposition 2017-09-20 30,729 $172.17 680 No 4 S Indirect By Chan Zuckerberg Foundation
Class A Common Stock Disposition 2017-09-20 680 $172.93 0 No 4 S Indirect By Chan Zuckerberg Foundation
Class A Common Stock Acquisiton 2017-09-20 36,364 $0.00 36,364 No 4 C Indirect By CZI Holdings, LLC
Class A Common Stock Disposition 2017-09-20 15,852 $171.49 20,512 No 4 S Indirect By CZI Holdings, LLC
Class A Common Stock Disposition 2017-09-20 19,812 $172.14 700 No 4 S Indirect By CZI Holdings, LLC
Class A Common Stock Disposition 2017-09-20 700 $172.88 0 No 4 S Indirect By CZI Holdings, LLC
Class A Common Stock Disposition 2017-09-20 8,800 $171.59 651,699 No 4 S Indirect By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 2 Dated 5/8/2014
Class A Common Stock Disposition 2017-09-20 5,646 $172.28 646,053 No 4 S Indirect By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 2 Dated 5/8/2014
Class A Common Stock Disposition 2017-09-20 100 $173.03 645,953 No 4 S Indirect By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 2 Dated 5/8/2014
Class A Common Stock Disposition 2017-09-20 7,960 $171.53 748,939 No 4 S Indirect By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 3 Dated 5/8/2014
Class A Common Stock Disposition 2017-09-20 6,512 $172.22 742,427 No 4 S Indirect By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 3 Dated 5/8/2014
Class A Common Stock Disposition 2017-09-20 75 $172.93 742,352 No 4 S Indirect By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 3 Dated 5/8/2014
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Chan Zuckerberg Foundation
No 4 S Indirect By Chan Zuckerberg Foundation
No 4 S Indirect By Chan Zuckerberg Foundation
No 4 S Indirect By Chan Zuckerberg Foundation
No 4 C Indirect By CZI Holdings, LLC
No 4 S Indirect By CZI Holdings, LLC
No 4 S Indirect By CZI Holdings, LLC
No 4 S Indirect By CZI Holdings, LLC
No 4 S Indirect By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 2 Dated 5/8/2014
No 4 S Indirect By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 2 Dated 5/8/2014
No 4 S Indirect By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 3 Dated 5/8/2014
No 4 S Indirect By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 3 Dated 5/8/2014
No 4 C Indirect By Chan Zuckerberg Foundation
No 4 S Indirect By Chan Zuckerberg Foundation
No 4 S Indirect By Chan Zuckerberg Foundation
No 4 S Indirect By Chan Zuckerberg Foundation
No 4 C Indirect By CZI Holdings, LLC
No 4 S Indirect By CZI Holdings, LLC
No 4 S Indirect By CZI Holdings, LLC
No 4 S Indirect By CZI Holdings, LLC
No 4 S Indirect By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 2 Dated 5/8/2014
No 4 S Indirect By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 2 Dated 5/8/2014
No 4 S Indirect By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 2 Dated 5/8/2014
No 4 S Indirect By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 3 Dated 5/8/2014
No 4 S Indirect By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 3 Dated 5/8/2014
No 4 S Indirect By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 3 Dated 5/8/2014
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2017-09-19 58,262 $0.00 58,262 $0.00
Class A Common Stock Class B Common Stock Disposition 2017-09-19 36,414 $0.00 36,414 $0.00
Class A Common Stock Class B Common Stock Disposition 2017-09-20 58,180 $0.00 58,180 $0.00
Class A Common Stock Class B Common Stock Disposition 2017-09-20 36,364 $0.00 36,364 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,533,173 No 4 C Indirect
400,840,388 No 4 C Indirect
2,474,993 No 4 C Indirect
400,804,024 No 4 C Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 468,566 Indirect By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 5,207,492 5,207,492 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
5,207,492 5,207,492 Indirect
Footnotes
  1. Shares held of record by Mark Zuckerberg, Trustee and Settlor of the Chan Zuckerberg Foundation ("CZ Foundation").
  2. The sales reported were effected by CZ Foundation and CZI Holdings, LLC ("CZI"), as applicable, pursuant to their Rule 10b5-1trading plans. These sales are part of Mr. Zuckerberg's previously-announced plan to gift or otherwise direct substantially all of his shares of Facebook stock, or the net after-tax proceeds from sales of such shares, to further the mission of advancing human potential and promoting equality by means of philanthropic, public advocacy, and other activities for the public good, with such plan to sell or gift no more than $1 billion of Facebook stock each year through 2018.
  3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.42 to $171.41 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.42 to $172.39 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.475 to $172.51 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. Shares held of record by CZI. Mark Zuckerberg, Trustee of The Mark Zuckerberg Trust dated July 7, 2006 ("2006 Trust") is the sole member of CZI. Mr. Zuckerberg is the sole trustee of the 2006 Trust and, therefore, is deemed to have sole voting and investment power over the securities held by CZI.
  7. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.40 to $171.39 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  8. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.40 to $172.39 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  9. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.40 to $172.53 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  10. The sales reported were effected by Mark Zuckerberg, Trustee of The Mark Zuckerberg 2014 GRAT No. 2, dated 5/8/2014 and Mark Zuckerberg, Trustee of The Mark Zuckerberg 2014 GRAT No. 3, dated 5/8/2014, as applicable, pursuant to their Rule 10b5-1 trading plans.
  11. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.47 to $171.43 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  12. Shares held of record by Mark Zuckerberg, Trustee of The Mark Zuckerberg 2014 GRAT No. 2, dated 5/8/2014.
  13. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.51 to $172.50 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  14. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.58 to $171.57 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  15. Shares held of record by Mark Zuckerberg, Trustee of The Mark Zuckerberg 2014 GRAT No. 3, dated 5/8/2014.
  16. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.58 to $172.51 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  17. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.83 to $171.82 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  18. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.83 to $172.81 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  19. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.84 to $172.99 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  20. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.80 to $171.79 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  21. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.80 to $172.74 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  22. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.81 to $173.03 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  23. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.92 to $171.89 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  24. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.92 to $172.81 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  25. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.86 to $171.85 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  26. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.87 to $172.79 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  27. Shares held of record by Mark Zuckerberg, Trustee of the 2006 Trust.
  28. The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.