Filing Details
- Accession Number:
- 0001140361-17-035783
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-18 16:20:56
- Reporting Period:
- 2017-09-14
- Accepted Time:
- 2017-09-18 16:20:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1332551 | Resource Capital Corp. | RSO | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191803 | P Jeffrey Cohen | One Crescent Drive, Suite 203 Philadelphia PA 19112 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| 8.25% Series B Cumulative Redeemable Preferred Stock | Acquisiton | 2017-09-14 | 4,000 | $0.00 | 5,000 | No | 4 | P | Direct | |
| 8.625% Series C Cumulative Redeemable Preferred Stock | Acquisiton | 2017-09-14 | 1,000 | $25.80 | 1,000 | No | 4 | P | Direct | |
| 8.625% Series C Cumulative Redeemable Preferred Stock | Acquisiton | 2017-09-14 | 1,000 | $0.00 | 1,000 | No | 4 | P | Indirect | By Spouse IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By Spouse IRA |
Footnotes
- On September 14, 2017, the reporting person purchased, in multiple transactions, a total of 4,000 shares of 8.25% Series B Cumulative Redeemable Preferred Stock of Resource Capital Corp. ("RSO") at prices ranging from $24.55 to $24.65.
- On September 14, 2017, the reporting person's spouse purchased, in her IRA in multiple transactions, a total of 1,000 shares of 8.625% Series C Cumulative Redeemable Preferred Stock of RSO at prices ranging from $25.73 to $25.80.
Billionaire Hedge Funds
