Filing Details

Accession Number:
0001144204-17-047328
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-08 18:17:01
Reporting Period:
2017-09-06
Accepted Time:
2017-09-08 18:17:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1015155 Charles & Colvard Ltd CTHR Jewelry, Silverware & Plated Ware (3910) 561928817
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1258861 B Ollin Sykes 170 Southport Drive
Morrisville NC 27560
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-09-06 41 $0.89 780,200 No 4 P Indirect By Ollin Sykes TR FBO Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Ollin Sykes TR FBO Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 348,484 Direct
Common Stock 92,386 Indirect By SEP IRA
Common Stock 35,787 Indirect By spouse
Common Stock 918 Indirect By Sykesco Investment Partners
Common Stock 17,323 Indirect By ROTH IRA
Common Stock 17,096 Indirect By IRA
Footnotes
  1. Ollin Sykes is the trustee of the Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985. The aggregate shares of the Issuer's common stock reported as held by the plan include 119,377 shares held in Mr. Sykes's personal 401(k) account under the plan. Mr. Sykes disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  2. Mr. Sykes is a partner within this investment partnership and has shared voting and investment power over these shares.