Home > Insider Trading > Filing (0001126328-17-000215)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1126328	Principal Financial Group Inc	PFG	Accident & Health Insurance (6321)	421520346

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1196954	P James Mccaughan	711 High Street Des Moines IA 50392	President - Global Asset Mgmt.	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-09-05	6,039	$60.10	201,858	No	4	M	Direct
Common Stock	Disposition	2017-09-05	6,039	$62.10	195,819	No	4	S	Direct
Common Stock	Acquisiton	2017-09-06	2,914	$60.10	198,733	No	4	M	Direct
Common Stock	Disposition	2017-09-06	2,914	$62.15	195,819	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2017-09-05	6,039	$0.00	6,039	$60.10
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2017-09-06	2,914	$0.00	2,914	$60.10

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
9,107	2011-02-26	2018-02-26	No	4	M	Direct
6,139	2011-02-26	2018-02-26	No	4	M	Direct

Footnotes

Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2017.
Corrects prior number of options and underlying shares reported.
Includes 10,273 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.58 - $62.89, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.00 - $62.31, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.