Filing Details
- Accession Number:
- 0001209191-17-049993
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-23 18:54:22
- Reporting Period:
- 2017-08-09
- Accepted Time:
- 2017-08-23 17:54:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1095315 | Pfsweb Inc | PFSW | Services-Business Services, Nec (7389) | 752837058 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1398662 | T Gibson Dawson | C/O Pfsweb, 505 Millennium Allen TX 75013 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-08-09 | 10,000 | $1.46 | 10,000 | No | 5 | M | Direct | |
| Common Stock | Disposition | 2017-08-09 | 10,000 | $7.53 | 0 | No | 5 | S | Direct | |
| Common Stock | Acquisiton | 2017-08-09 | 8,000 | $4.00 | 8,000 | No | 5 | M | Direct | |
| Common Stock | Disposition | 2017-08-09 | 8,000 | $7.65 | 0 | No | 5 | S | Direct | |
| Common Stock | Acquisiton | 2017-08-09 | 17,500 | $5.00 | 17,500 | No | 5 | M | Direct | |
| Common Stock | Disposition | 2017-08-09 | 17,500 | $7.60 | 0 | No | 5 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | M | Direct | |
| No | 5 | S | Direct | |
| No | 5 | M | Direct | |
| No | 5 | S | Direct | |
| No | 5 | M | Direct | |
| No | 5 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to buy | Disposition | 2017-08-09 | 10,000 | $0.00 | 10,000 | $1.46 |
| Common Stock | Option to buy | Disposition | 2017-08-09 | 8,000 | $0.00 | 8,000 | $4.00 |
| Common Stock | Option to buy | Disposition | 2017-08-09 | 17,500 | $0.00 | 17,500 | $5.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-05-26 | No | 5 | M | Direct | |
| 0 | 2020-04-18 | No | 5 | M | Direct | |
| 0 | 2021-03-29 | No | 5 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at and average price of $7.531 inclusive. The reporting person undertakes to provide to PFSweb, Inc., any security holder thereof or the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at and average price of $7.645 inclusive. The reporting person undertakes to provide to PFSweb, Inc., any security holder thereof or the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at and average price of $7.601 inclusive. The reporting person undertakes to provide to PFSweb, Inc., any security holder thereof or the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Exercise of employee stock option issued under the Employee Stock Option Plan.
- These shares became exercisable on a cumulative basis from May 27, 2009 to May 27, 2012.
- These shares became exercisable on a cumulative basis from April 19, 2010 to April 19, 2013.
- These shares became exercisable on a cumulative basis from March 30, 2010 to March 30, 2014.
Billionaire Hedge Funds
