Filing Details
- Accession Number:
- 0001179110-17-011704
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-21 18:29:34
- Reporting Period:
- 2017-08-17
- Accepted Time:
- 2017-08-21 17:29:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1451505 | Transocean Ltd. | RIG | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1228413 | E Howard Davis | 4 Greenway Plaza Houston TX 77046 | Evp, Cao & Cio | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Registered Shares | Acquisiton | 2017-08-17 | 6,667 | $0.00 | 21,793 | No | 4 | M | Direct | |
| Registered Shares | Disposition | 2017-08-17 | 1,841 | $7.32 | 19,952 | No | 4 | F | Direct | |
| Registered Shares | Acquisiton | 2017-08-17 | 5,500 | $7.32 | 25,452 | No | 4 | P | Direct | |
| Registered Shares | Acquisiton | 2017-08-17 | 14,500 | $7.32 | 39,952 | No | 4 | P | Direct | |
| Registered Shares | Acquisiton | 2017-08-17 | 20,000 | $7.32 | 20,000 | No | 4 | P | Indirect | By IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By IRA |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Registered Shares | Restricted Units | Acquisiton | 2017-08-17 | 6,667 | $0.00 | 6,667 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,667 | 2017-08-17 | No | 4 | M | Direct |
Footnotes
- Deferred Units, which are 1-for-1 equivalents, acquired on August 17, 2015, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on August 17, 2017, resulting in delivery of registered shares to the reporting person.
- Shares sold upon vesting to satisfy tax withholding obligations.
Billionaire Hedge Funds
