Filing Details

Accession Number:
0000899243-17-020794
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-22 09:34:17
Reporting Period:
2017-08-18
Accepted Time:
2017-08-22 08:34:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1386570 Chromadex Corp. CDXC Medicinal Chemicals & Botanical Products (2833) 262940963
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1686621 Shing Ka Li C/O 7/F, Cheung Kong Center
2 Queen'S Road Central
K3
No No Yes No
1705321 Ltd Ventures River Champion C/O 7/F, Cheung Kong Center
2 Queen'S Road Central
K3
No No Yes No
1706083 Ltd Management Mayspin C/O 7/F, Cheung Kong Center
2 Queen'S Road Central
K3
No No Yes No
1706084 Ltd Global Tech Prime C/O 7/F, Cheung Kong Center
2 Queen'S Road Central
K3
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-08-18 1,179,250 $2.60 5,769,230 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Champion River Ventures Limited ("Champion River") acquired 1,179,250 shares of the Issuer's common stock at the closing of the third tranche on August 18, 2017, pursuant to the Securities Purchase Agreement, dated April 26, 2017 (the "SPA"), by and among the Issuer, Champion River and Pioneer Step Holdings Limited ("Pioneer Step"), as amended by the First Amendment to Securities Purchase Agreement, dated May 24, 2017 (the "First Amendment"), by and among the Issuer, Champion River and Pioneer Step.
  2. The shares are held directly by Champion River. The sole shareholder of Champion River is Prime Tech Global Limited ("Prime Tech"), the sole shareholder of Prime Tech is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing ("Li Ka Shing"). Each of Prime Tech, Mayspin and Li Ka Shing disclaims Section 16 beneficial ownership of the securities held by Champion River, except to the extent of its pecuniary interest therein, if any.