Filing Details

Accession Number:
0000049071-17-000162
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-05 13:40:30
Reporting Period:
2017-09-01
Accepted Time:
2017-09-05 12:40:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
49071 Humana Inc HUM Hospital & Medical Service Plans (6324) 610647538
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1565717 S. Timothy Huval Humana Inc.
500 West Main Street
Louisville KY 40202
Senior Vp & Chief Hr Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Humana Common Disposition 2017-09-01 7,803 $258.14 8,831 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Humana Common Options $164.65 2022-02-24 7,005 7,005 Direct
Humana Common Options $167.81 2023-02-18 13,870 13,870 Direct
Humana Common Options $217.42 2024-03-08 23,247 23,247 Direct
Humana Common Restricted Stock Units $0.00 3,079 3,079 Direct
Humana Common Restricted Stock Units $0.00 5,346 5,346 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-02-24 7,005 7,005 Direct
2023-02-18 13,870 13,870 Direct
2024-03-08 23,247 23,247 Direct
3,079 3,079 Direct
5,346 5,346 Direct
Footnotes
  1. Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.
  2. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.
  3. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 15,498 options vesting in three annual increments, and 7,749 options fully vest three years from the date of grant.
  4. Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
  5. Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.
  6. Restricted stock units granted to reporting person on 03/08/2017, 3,564 shares vesting in three annual increments, and 1,782 shares fully vest three years from the date of grant.
  7. Shares sold at prices ranging from $258.00 to $258.215. Price reported is the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.