Filing Details

Accession Number:
0001012975-17-000633
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-17 19:12:24
Reporting Period:
2017-08-15
Filing Date:
2017-08-17
Accepted Time:
2017-08-17 19:12:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1374310 Cboe Holdings Inc. CBOE Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 205446972
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1425004 Christopher Mitchell C/O Spectrum Equity
One International Place
Boston MA 02110
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-08-15 200,000 $97.65 239,970 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,455 Direct
Footnotes
  1. The price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $97.21 to $98.05 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, full information regarding the number of shares sold at each separate price.
  2. Spectrum Equity Investors VI, L.P. ("SEI VI") is the holder of record of 239,300 shares, Spectrum VI Co-Investment Fund, L.P. ("Co-Investment Fund") is the holder of record of 91 shares and Spectrum VI Investment Managers' Fund, L.P. ("IMF") is the holder of record of 579 shares following the reported transaction.
  3. The general partner of SEI VI is Spectrum Equity Associates VI, L.P., the general partner of which is SEA VI Management, LLC ("SEA VI LLC"). The general partner of IMF and Co-Investment Fund is SEA VI LLC. As a member and manager of SEA VI LLC, the Reporting Person may be deemed to share the voting and dispositive power over securities beneficially owned by SEA VI LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  4. The Reporting Person directly beneficially owns 1,455 shares.