Filing Details
- Accession Number:
- 0001209191-17-049367
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-17 14:48:30
- Reporting Period:
- 2017-08-15
- Filing Date:
- 2017-08-17
- Accepted Time:
- 2017-08-17 14:48:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 108312 | Woodward Inc. | WWD | Electrical Industrial Apparatus (3620) | 361984010 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1113697 | A John Halbrook | 1081 Woodward Way Fort Collins CO 80524 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common Stock | Acquisiton | 2017-08-04 | 29,186 | $0.00 | 350,521 | No | 5 | J | Direct | |
| Woodward, Inc. Common Stock | Disposition | 2017-08-15 | 1,556 | $70.00 | 348,965 | No | 4 | S | Direct | |
| Woodward, Inc. Common Stock | Acquisiton | 2017-08-16 | 5,700 | $32.73 | 354,665 | No | 4 | M | Direct | |
| Woodward, Inc. Common Stock | Disposition | 2017-08-16 | 7,144 | $70.02 | 347,521 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | J | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2017-08-16 | 5,700 | $0.00 | 5,700 | $32.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-11-16 | 2017-11-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Woodward, Inc. Common Stock | 162,707 | Indirect | By Benita K. Halbrook as trustee for the John A. Halbrook Grantor Retained Annuity Trust |
| Woodward, Inc. Common Stock | 79,980 | Indirect | By self as co-trustee for The Benita K. Halbrook Living Trust |
| Woodward, Inc. Common Stock | 102,000 | Indirect | By self as trustee for the Benita K. Halbrook 2015 Grantor Retained Annuity Trust |
| Woodward, Inc. Common Stock | 251,681 | Indirect | By self as holder of note |
Footnotes
- The Reporting Person executed a transfer of 29,186 shares held in the John A. Halbrook Grantor Annuity Trust to the John A. Halbrook Living Trust.
- The Reporting Person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $70.00 to $70.2839 per share. The reporting person has reported these shares on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.
- The Reporting Person beneficially owns 251,681 shares sold in 2011 to The Halbrook Family Irrevocable Trust (the "Halbrook Family Trust Shares"), of which the Reporting Person's children are the beneficiaries and trustees without dispositive power with respect to the Halbrook Family Trust Shares. The Halbrook Family Trust Shares were sold by the Reporting Person in exchange for a promissory note.
- Options, which expire November 15, 2017, became exercisable at the rate of 25% per year beginning on November 16, 2008, and each one year anniversary thereafter.
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