Filing Details

Accession Number:
0001209191-17-048964
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-15 16:22:27
Reporting Period:
2017-08-15
Filing Date:
2017-08-15
Accepted Time:
2017-08-15 16:22:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1113232 Axcelis Technologies Inc ACLS Special Industry Machinery, Nec (3559) 341818596
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1420601 A. Douglas Lawson C/O Axcelis Technologies, Inc.
108 Cherry Hill Drive
Beverly MA 01915
Evp, Corporate Mktg & Strategy No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-08-15 1,954 $12.04 41,198 No 4 M Direct
Common Stock Disposition 2017-08-15 1,954 $21.11 39,244 No 4 S Direct
Common Stock Acquisiton 2017-08-15 4,688 $7.96 43,932 No 4 M Direct
Common Stock Disposition 2017-08-15 4,688 $21.10 39,244 No 4 S Direct
Common Stock Acquisiton 2017-08-15 7,812 $7.20 47,056 No 4 M Direct
Common Stock Disposition 2017-08-15 7,812 $21.14 39,244 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2017-08-15 1,954 $0.00 1,954 $12.04
Common Stock Stock Option (right to buy) Disposition 2017-08-15 4,688 $0.00 4,688 $7.96
Common Stock Stock option (right to buy) Disposition 2017-08-15 7,812 $0.00 7,812 $7.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,625 2017-07-15 2022-07-15 No 4 M Direct
0 2017-07-15 2020-07-15 No 4 M Direct
7,813 2017-07-15 2021-07-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,125 Indirect Held by Spouse
Footnotes
  1. Of the shares held as of August 15, 2017, 25,986 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture.
  2. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.05 to $21.15, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
  3. 31,250 options were granted on July 15, 2015 and were vested as to 50% of the options as of August 15, 2017. Of the remaining 15,625 options held by the executive after the sales on that date, 1953/4 options will vest on the 15th of each of October, January, April and July until fully vested on July 15, 2019, if the officer remains in the service of the Company on such vesting dates.
  4. 31,250 options were granted on July 15, 2014 and were vested as to 75% of the options as of August 15, 2017. The remaining 7,814 options held by the executive after the sales on that date will vest on July 15, 2018, if the officer remains in the service of the Company on such vesting date.