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Filing Details

Accession Number:: 0001179110-17-011460
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-08-14 17:07:26
Reporting Period:: 2017-08-10

Filing Date:: 2017-08-14
Accepted Time:: 2017-08-14 17:07:26
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
39677	Av Homes Inc.	AVHI	Operative Builders (1531)	231739078

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1305016	Lionel Joshua Nash	C/O Ulysses Management, Llc One Rockefeller Plaza 20Th Floor New York NY 10020		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-08-10	14,300	$15.13	384,100	No	4	P	Indirect	By Limited Partnership
Common Stock	Acquisiton	2017-08-10	4,700	$15.15	388,800	No	4	P	Indirect	By Limited Partnership
Common Stock	Acquisiton	2017-08-10	1,557	$15.13	58,271	No	4	P	Indirect	By Offshore Fund
Common Stock	Acquisiton	2017-08-10	552	$15.15	58,823	No	4	P	Indirect	By Offshore Fund
Common Stock	Acquisiton	2017-08-11	2,000	$15.10	390,800	No	4	P	Indirect	By Limited Partnership
Common Stock	Acquisiton	2017-08-11	200	$15.10	59,023	No	4	P	Indirect	By Offshore Fund

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Limited Partnership
No	4	P	Indirect	By Limited Partnership
No	4	P	Indirect	By Offshore Fund
No	4	P	Indirect	By Offshore Fund
No	4	P	Indirect	By Limited Partnership
No	4	P	Indirect	By Offshore Fund

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	193,475	Direct
Common Stock	173,900	Indirect	By Trust fbo Mother

Footnotes

Reflects the weighted average price of 14,300 shares of common stock of AV Homes, Inc. purchased by the reporting person in multiple transactions on August 10, 2017 with purchase prices ranging from $15.05 to $15.15 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Shares are held by a limited partnership. The managing general partner of the limited partnership is directly controlled by the reporting person. The reporting person disclaims beneficial ownership of the shares held by the limited partnership except to the extent of his pecuniary interest therein.
Reflects the weighted average price of 1,557 shares of common stock of AV Homes, Inc. purchased by the reporting person in multiple transactions on August 10, 2017 with purchase prices ranging from $15.05 to $15.15 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Shares are held by an offshore fund. The reporting person controls the management company for this fund. The reporting person disclaims beneficial ownership of the shares held by the offshore company except to the extent of his pecuniary interest therein, which results solely from a compensatory arrangement pursuant to which certain amounts to be paid to the reporting person are valued by reference to the managed account.