Filing Details

Accession Number:
0001628280-17-008385
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-08 20:11:26
Reporting Period:
2017-08-04
Filing Date:
2017-08-08
Accepted Time:
2017-08-08 20:11:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
319201 Kla Tencor Corp KLAC Optical Instruments & Lenses (3827) 042564110
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1582049 D. Bren Higgins C/O Kla-Tencor Corporation
One Technology Drive
Milpitas CA 95035
Evp & Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-08-04 5,175 $0.00 5,175 No 4 M Direct
Common Stock Disposition 2017-08-04 2,371 $88.83 2,804 No 4 F Direct
Common Stock Acquisiton 2017-08-06 14,569 $0.00 17,373 No 4 M Direct
Common Stock Disposition 2017-08-06 6,952 $88.83 10,421 No 4 F Direct
Common Stock Acquisiton 2017-08-07 2,287 $0.00 12,708 No 4 M Direct
Common Stock Disposition 2017-08-07 1,194 $92.01 11,514 No 4 F Direct
Common Stock Disposition 2017-08-07 9,567 $89.15 1,947 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock - Restricted Stock Units 65,801 Direct
Footnotes
  1. On August 4, 2016, the Reporting Person received a grant of RSUs covering 20,700 shares of KLA-Tencor common stock. On August 4, 2017, the Reporting Person vested in 25% of such RSUs.
  2. Pursuant to such terms of the August 4, 2016 RSU grant, 2,371 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.
  3. On August 6, 2013, August 6, 2013, August 6, 2013 and August 6, 2015, the Reporting Person received a grant of RSUs or PRSUs covering 7,150 (RSU), 7,150 (PRSU), 10,000 (RSU) and 13,250 (RSU) shares of KLA-Tencor common stock, respectively. On August 6, 2017, the Reporting Person vested in 25%, 50%, 50% and 25% of such RSUs and PRSUs, respectively.
  4. Pursuant to such terms of the August 6, 2013, August 6, 2013, August 6, 2013 and August 6, 2015 grants, 6,952 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.
  5. On August 7, 2014, the Reporting Person received a grant of RSUs covering 9,150 shares of KLA-Tencor common stock. On August 7, 2017, the Reporting Person vested in 25% of such RSUs.
  6. Pursuant to such terms of the August 7, 2014 RSU grant, 1,194 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.
  7. This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 8, 2017.
  8. Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
  9. Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.