Filing Details
- Accession Number:
- 0001127602-17-025260
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-08 17:18:19
- Reporting Period:
- 2017-08-05
- Filing Date:
- 2017-08-08
- Accepted Time:
- 2017-08-08 17:18:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1274494 | First Solar Inc. | FSLR | Semiconductors & Related Devices (3674) | 204623678 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1362345 | Robert Bryan Schumaker | C/O First Solar, Inc. 350 West Washington Street, Suite 600 Tempe AZ 85281-1244 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-08-05 | 482 | $0.00 | 482 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-08-05 | 150 | $47.98 | 332 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-08-08 | 332 | $48.66 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2017-08-05 | 482 | $0.00 | 482 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 963 | No | 4 | M | Direct |
Footnotes
- Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on August 5, 2015.
- Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on November 28, 2016.
- Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.
- The restricted stock units were granted on August 5, 2015 as a performance recognition grant. These units are scheduled to vest at a rate of 25% per year, commencing on the first anniversary of the grant date.
Billionaire Hedge Funds
