Filing Details
- Accession Number:
- 0001001250-17-000055
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-08 16:37:26
- Reporting Period:
- 2017-08-07
- Filing Date:
- 2017-08-08
- Accepted Time:
- 2017-08-08 16:37:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001250 | Estee Lauder Companies Inc | EL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 112408943 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1204538 | E Sara Moss | The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | Exec. Vp, Gen. Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2017-08-07 | 14,552 | $59.78 | 82,861 | No | 4 | M | Indirect | Through a revocable trust. |
| Class A Common Stock | Disposition | 2017-08-07 | 14,552 | $100.22 | 68,309 | No | 4 | S | Indirect | Through a revocable trust. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | Through a revocable trust. |
| No | 4 | S | Indirect | Through a revocable trust. |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Option (Right to Buy) | Disposition | 2017-08-07 | 14,552 | $0.00 | 14,552 | $59.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-01-01 | 2022-09-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 9,580 | Indirect | Through a grantor retained annuity trust. |
Footnotes
- Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 14,552 shares exercisable from and after January 1, 2014; 14,552 shares exercisable from and after January 1, 2015; and 14,552 shares exercisable from and after January 1, 2016.
- The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan, entered into on May 10, 2016.
- The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- Sales prices range from $100.00 to $100.38 per share, inclusive.
- Not applicable.
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