Filing Details

Accession Number:
0000009984-17-000062
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-04 11:30:39
Reporting Period:
2017-08-02
Filing Date:
2017-08-04
Accepted Time:
2017-08-04 11:30:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
9984 Barnes Group Inc B Miscellaneous Fabricated Metal Products (3490) 060247840
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1478811 Marian Acker Barnes Group Inc.
123 Main Street
Bristol CT 06010
Vp, Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-08-02 2,800 $26.59 41,569 No 4 M Direct
Common Stock Disposition 2017-08-02 2,800 $60.38 38,769 No 4 S Direct
Common Stock Acquisiton 2017-08-02 3,200 $24.24 41,969 No 4 M Direct
Common Stock Disposition 2017-08-02 3,200 $60.38 38,769 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2017-08-02 2,800 $0.00 2,800 $26.59
Common Stock Employee Stock Option (right to buy) Disposition 2017-08-02 3,200 $0.00 3,200 $24.24
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-02-08 No 4 M Direct
0 2023-02-12 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4 Indirect By Company's 401(k) Plan
Footnotes
  1. Includes balances of 333 Restricted Stock Units granted 2/12/2014, 266 granted 2/12/2014, 666 granted 2/11/2015, 1100 granted 2/10/2016,and 800 granted 2/8/2017, that are subject to forfeiture if certain events occur.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.35 to $60.40, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
  3. The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/8/2012 grant date.
  4. 1 for 1.
  5. The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/12/2013 grant date.