Filing Details

Accession Number:
0001015328-17-000159
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-07-25 16:24:20
Reporting Period:
2017-07-21
Filing Date:
2017-07-25
Accepted Time:
2017-07-25 16:24:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1015328 Wintrust Financial Corp WTFC State Commercial Banks (6022) 363873352
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1244289 L David Stoehr 9700 West Higgins Road, 8Th Floor
Rosemont IL 60018
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-07-21 3,060 $33.28 12,289 No 4 M Direct
Common Stock Acquisiton 2017-07-21 3,356 $30.98 15,645 No 4 M Direct
Common Stock Acquisiton 2017-07-21 3,409 $37.85 19,054 No 4 M Direct
Common Stock Acquisiton 2017-07-21 5,783 $46.86 24,837 No 4 M Direct
Common Stock Acquisiton 2017-07-21 4,878 $44.11 29,715 No 4 M Direct
Common Stock Acquisiton 2017-07-21 2,829 $40.87 32,544 No 4 M Direct
Common Stock Disposition 2017-07-21 23,315 $76.86 9,229 No 4 S Direct
Common Stock Disposition 2017-07-21 1,828 $77.41 7,401 No 4 S Direct
Common Stock Disposition 2017-07-21 20 $77.46 7,381 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2017-07-21 3,060 $0.00 3,060 $33.28
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2017-07-21 3,356 $0.00 3,356 $30.98
Common Stock Non-Qualified Stock Opion (right to buy) Disposition 2017-07-21 3,409 $0.00 3,409 $37.85
Common Stock Non-Qualified Stock Opion (right to buy) Disposition 2017-07-21 5,783 $0.00 5,783 $46.86
Common Stock Non-Qualified Stock Opion (right to buy) Disposition 2017-07-21 4,878 $0.00 4,878 $44.11
Common Stock Non-Qualified Stock Opion (right to buy) Disposition 2017-07-21 2,829 $0.00 2,829 $40.87
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-08-03 2018-08-03 No 4 M Direct
0 2015-01-26 2019-01-26 No 4 M Direct
0 2016-01-24 2020-01-24 No 4 M Direct
0 2017-01-23 2021-01-23 No 4 M Direct
2,439 2017-01-22 2022-01-22 No 4 M Direct
5,658 2017-01-28 2023-01-28 No 4 M Direct