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Filing Details

Accession Number:: 0001209191-17-044680
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-07-10 18:44:49
Reporting Period:: 2017-07-06

Filing Date:: 2017-07-10
Accepted Time:: 2017-07-10 18:44:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1554875	Tintri Inc.	TNTR	()	DE

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1383391	New Enterprise Associates 12, Limited Partnership	1954 Greenspring Drive Suite 600 Timonium MD 21093		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-07-06	1,261,666	$0.00	1,261,666	No	4	C	Direct
Common Stock	Acquisiton	2017-07-06	773,429	$0.00	2,035,095	No	4	C	Direct
Common Stock	Acquisiton	2017-07-06	689,700	$0.00	2,724,795	No	4	C	Direct
Common Stock	Acquisiton	2017-07-06	314,562	$0.00	3,039,357	No	4	C	Direct
Common Stock	Acquisiton	2017-07-06	709,638	$0.00	3,748,995	No	4	C	Direct
Common Stock	Acquisiton	2017-07-06	572,935	$0.00	4,321,930	No	4	C	Direct
Common Stock	Acquisiton	2017-07-06	926,429	$7.00	5,248,359	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A Preferred Stock	Disposition	2017-07-06	1,261,666	$0.00	1,261,666	$0.00
Common Stock	Series B Preferred Stock	Disposition	2017-07-06	773,429	$0.00	773,429	$0.00
Common Stock	Series C Preferred Stock	Disposition	2017-07-06	689,700	$0.00	689,700	$0.00
Common Stock	Series D Preferred Stock	Disposition	2017-07-06	314,562	$0.00	314,562	$0.00
Common Stock	Series E-2 Preferred Stock	Disposition	2017-07-06	421,867	$0.00	709,638	$0.00
Common Stock	Series F-2 Preferred Stock	Disposition	2017-07-06	340,599	$0.00	572,935	$0.00
Common Stock	Note Purchase Agreement (obligation to purchase)	Acquisiton	2017-07-06	0	$0.00	967,857	$7.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	No	4	C	Direct
0	No	4	C	Direct
0	No	4	C	Direct
0	No	4	C	Direct
0	No	4	C	Direct
0	No	4	C	Direct
967,857	No	4	J	Direct

Footnotes

The Series A Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis immediately prior to the closing ofthe Issuer's initial public offering. The Series A Preferred Stock had no expiration date.
The shares are directly held by New Enterprise Associates 12, Limited Partnership ("NEA 12") and indirectly held by NEA Partners 12, Limited Partnership ("NEA Partners 12"), the sole general partner of NEA 12, NEA 12 GP, LLC ("NEA 12 GP"), the sole general partner of NEA Partners 12, and the individual managers of NEA 12 GP (NEA Partners 12, NEA 12 GP and the individual managers of NEA 12 GP together, the "NEA 12 Indirect Reporting Persons"). The individual managers of NEA 12 GP are M. James Barrett, Peter J. Barris, Forest Baskett, Patrick J. Kerins and Scott D. Sandell. The NEA 12 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 12 shares in which the NEA 12 Indirect Reporting Persons have no pecuniary interest.
The Series B Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock had no expiration date.
The Series C Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock had no expiration date.
The Series D Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock had no expiration date.
The Series E-2 Preferred Stock automatically converted into shares of Common Stock on a 1.68214-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series E-2 Preferred Stock had no expiration date.
The Series F-2 Preferred Stock automatically converted into shares of Common Stock on a 1.68214-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series F-2 Preferred Stock had no an expiration date.
At any time on or after December 1, 2019, upon the election of the Issuer pursuant to the approval of a majority of the members of the Issuer'sboard of directors and subject to the terms and conditions of any outstanding Note(s), any outstanding principal amount of the Note(s) and all accrued and unpaid interest on the Note(s) shall automatically convert into fully paid and nonassessable shares of common stock at the initial public offering price of $7.00 per share.
The Issuer's right to draw funds under the Note Purchase Agreement and to cause any resulting Note(s) to convert into common stock willexpire on December 1, 2019. All unpaid principal, together with any then unpaid and accrued interest and other amounts payable under theNote, shall be due and payable on the earlier of (i) 540 days from the date of issuance of such Note(s), or (ii) when, upon the occurrence andduring the continuance of an Event of Default (as defined in such Note(s)), such amounts are declared due and payable by Reporting Person ormade automatically due and payable, in each case, in accordance with the terms of such Note(s).
See Exhibit 99.1.