Filing Details

Accession Number:
0001209191-17-044569
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-07-10 16:30:34
Reporting Period:
2017-07-06
Filing Date:
2017-07-10
Accepted Time:
2017-07-10 16:30:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1095315 Pfsweb Inc PFSW Services-Business Services, Nec (7389) 752837058
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1233452 D Cynthia Almond C/O Pfsweb, 505 Millennium
Allen TX 75013
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-07-06 654 $4.14 77,863 No 5 M Direct
Common Stock Disposition 2017-07-06 654 $8.02 77,209 No 5 S Direct
Common Stock Acquisiton 2017-07-06 8,169 $4.00 85,378 No 5 M Direct
Common Stock Disposition 2017-07-06 8,169 $8.02 77,209 No 5 S Direct
Common Stock Acquisiton 2017-07-07 6,650 $4.00 83,859 No 5 M Direct
Common Stock Disposition 2017-07-07 6,650 $8.00 77,209 No 5 S Direct
Common Stock Acquisiton 2017-07-10 2,181 $4.00 79,390 No 5 M Direct
Common Stock Disposition 2017-07-10 2,181 $8.00 77,209 No 5 S Direct
Common Stock Acquisiton 2017-07-10 40,000 $5.00 117,209 No 5 M Direct
Common Stock Disposition 2017-07-10 40,000 $8.00 77,209 No 5 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 M Direct
No 5 S Direct
No 5 M Direct
No 5 S Direct
No 5 M Direct
No 5 S Direct
No 5 M Direct
No 5 S Direct
No 5 M Direct
No 5 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to buy Disposition 2017-07-06 654 $0.00 654 $4.14
Common Stock Option to buy Disposition 2017-07-06 8,169 $0.00 8,169 $4.00
Common Stock Option to buy Disposition 2017-07-07 6,650 $0.00 6,650 $4.00
Common Stock Option to buy Disposition 2017-07-10 2,181 $0.00 2,181 $4.00
Common Stock Option to buy Disposition 2017-07-10 40,000 $0.00 40,000 $5.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-05-19 No 5 M Direct
0 2020-04-18 No 5 M Direct
0 2020-04-18 No 5 M Direct
0 2020-04-18 No 5 M Direct
0 2021-03-29 No 5 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.05 inclusive. The reporting person undertakes to provide to PFSweb, Inc., any security holder thereof or the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. Exercise of employee stock option issued under the Employee Stock Option Plan.
  3. These shares became exercisable on a cumulative basis from May 20, 2008 to May 20, 2011.
  4. These shares became exercisable on a cumulative basis from April 19, 2010 to April 19, 2013.
  5. These shares became exercisable on a cumulative basis from March 30, 2011 to March 30, 2014.