Filing Details
- Accession Number:
- 0001249155-17-000050
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-06 19:49:45
- Reporting Period:
- 2017-07-03
- Filing Date:
- 2017-07-06
- Accepted Time:
- 2017-07-06 19:49:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1477246 | S&W Seed Co | SANW | Agricultural Production-Crops (100) | 271275784 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1488713 | S Mark Grewal | 564 Philan Circle Lemoore CA 93245 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-07-03 | 1,181 | $4.05 | 135,464 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Although the reporting person purchased shares on May 19, 2017, as reported on the Form 4 filed on May 22, 2017, those shares were purchased at $4.10 and $4.20, whereas the shares reported on this Form 4 were sold at $4.05. Accordingly, there is no short-swing profit resulting from the sales triggered by the 10b5-1 trading plan.
Billionaire Hedge Funds
