Filing Details

Accession Number:
0001461790-17-000020
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-30 19:15:05
Reporting Period:
2017-05-08
Filing Date:
2017-06-30
Accepted Time:
2017-06-30 19:15:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1659122 Rosehill Resources Inc. ROSE () A6
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1461790 K2 Principal Fund, L.p. 2 Bloor Street West
Suite 801
Toronto A6 M4W 3E2
No No Yes No
1462149 Shawn Kimel 2 Bloor Street West
Suite 801
Toronto A6 M4W 3E2
No No Yes No
1462150 Shawn Kimel Investments, Inc. 2 Bloor Street West
Suite 801
Toronto A6 M4W 3E2
No No Yes No
1462151 K2 & Associates Investment Management Inc. 2 Bloor Street West
Suite 801
Toronto A6 M4W 3E2
No No Yes No
1489956 K2 Genpar 2009 Inc 2 Bloor Street West
Suite 801
Toronto A6 M4W 3E2
No No Yes No
1489957 K2 Genpar Lp 2 Bloor Street West
Suite 801
Toronto A6 M4W 3E2
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2017-05-08 76 $9.41 531,575 No 4 S Direct
Class A Common Stock Disposition 2017-05-09 2,573 $9.06 529,002 No 4 S Direct
Class A Common Stock Disposition 2017-05-10 5,505 $9.04 523,497 No 4 S Direct
Class A Common Stock Disposition 2017-05-16 1,000 $9.17 522,497 No 4 S Direct
Class A Common Stock Disposition 2017-05-22 1,700 $9.32 520,797 No 4 S Direct
Class A Common Stock Disposition 2017-05-23 110 $9.30 520,687 No 4 S Direct
Class A Common Stock Disposition 2017-05-25 900 $9.33 519,787 No 4 S Direct
Class A Common Stock Disposition 2017-05-26 3,900 $9.36 515,887 No 4 S Direct
Class A Common Stock Disposition 2017-05-30 531 $9.13 515,356 No 4 S Direct
Class A Common Stock Disposition 2017-05-31 67 $9.25 515,289 No 4 S Direct
Class A Common Stock Disposition 2017-06-02 200 $9.19 515,089 No 4 S Direct
Class A Common Stock Disposition 2017-06-06 200 $9.15 514,889 No 4 S Direct
Class A Common Stock Disposition 2017-06-14 100 $8.60 514,789 No 4 S Direct
Class A Common Stock Disposition 2017-06-23 25,100 $8.42 489,689 No 4 S Direct
Class A Common Stock Disposition 2017-06-26 1,863 $8.50 487,826 No 4 S Direct
Class A Common Stock Disposition 2017-06-27 6 $8.50 487,820 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The reported securities are owned directly by The K2 Principal Fund, L.P. (the "Fund"), and indirectly by: K2 GenPar L.P., the general partner of the Fund (the "GP"), K2 GenPar 2009 Inc., the general partner of the GP ("GenPar 2009"), Shawn Kimel Investments Inc., which owns 100% of the equity interests in GenPar 2009 ("SKI"), and Shawn Kimel, the sole owner of SKI. SKI owns 66.5% of the equity interests of K2 & Associates Investment Management Inc. ("K2 & Associates"). K2 & Associates is the investment manager of the Fund. Shawn Kimel, through his ownership of SKI and his being president of each of SKI, the GP, GenPar2009 and K2 & Associates, controls the voting and dispositive power for all of its shares of our common stock.