Filing Details

Accession Number:
0001177261-17-000029
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-23 19:24:01
Reporting Period:
2017-06-21
Filing Date:
2017-06-23
Accepted Time:
2017-06-23 19:24:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
936395 Ciena Corp CIEN Telephone & Telegraph Apparatus (3661) 232725311
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1699193 Jason Phipps C/O Ciena Corporation
7035 Ridge Rd.
Hanover MD 21076-1426
Svp Global Sales And Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-06-21 339 $25.31 39,156 No 4 S Direct
Common Stock Disposition 2017-06-21 252 $25.31 38,904 No 4 S Direct
Common Stock Disposition 2017-06-21 177 $25.31 38,727 No 4 S Direct
Common Stock Disposition 2017-06-21 190 $25.31 38,537 No 4 S Direct
Common Stock Disposition 2017-06-21 284 $25.31 38,253 No 4 S Direct
Common Stock Disposition 2017-06-21 359 $25.31 37,894 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.
  2. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
  3. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 3/1/2017. Acquisition of the RSU was previously reported in Table I of reporting person's From 3 on 3/1/2017.
  4. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.
  5. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.
  6. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 2/3/2014. Acquisition of the RSU was previously reported in Table I of reporting person's From 3 on 3/1/2017.
  7. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 3/1/2017.