Home > Insider Trading > Filing (0001570585-17-000212)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1570585	Liberty Global Plc	LBTY	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1145585	W John Dick	161 Hammersmith Road London X0		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Liberty Global Class C	Disposition	2015-06-23	5,900	$53.46	51,998	No	4	S	Direct
Liberty Global Class C	Disposition	2016-01-05	1,850	$40.25	51,272	No	4	S	Direct
Liberty Global Class C	Disposition	2016-02-22	2,800	$36.95	48,472	No	4	S	Direct
Liberty Global Class C	Disposition	2016-03-08	1,400	$36.06	45,672	No	4	S	Direct
Liberty Global Class C	Disposition	2016-04-18	2,700	$37.91	43,395	No	4	S	Direct
Liberty Global Class C	Disposition	2016-06-01	700	$36.05	42,695	No	4	S	Direct
Lilac Class C	Disposition	2016-06-01	367	$42.85	2,269	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Liberty Global Class A	Liberty Global Share Option A (right to buy)	Acquisiton	2017-06-21	7,150	$0.00	7,150	$28.83
Liberty Global Class C	Liberty Global Share Option C (right to buy)	Acquisiton	2017-06-21	14,300	$0.00	14,300	$27.85
Lilac Class A	LiLAC Share Option A (right to buy)	Acquisiton	2017-06-21	894	$0.00	894	$20.71
Lilac Class C	LiLAC Share Option C (right to buy)	Acquisiton	2017-06-21	1,788	$0.00	1,788	$20.25

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
7,150	2024-06-21	No	4	A	Direct
14,300	2024-06-21	No	4	A	Direct
894	2024-06-21	No	4	A	Direct
1,788	2024-06-21	No	4	A	Direct

Footnotes

The reporting person inadvertently failed to report these sale transactions in shares of the Issuer at the time of the respective transactions.
On March 3, 2014, the Issuer distributed shares of its Class C ordinary shares as a dividend at a rate of one Class C ordinary share for every share of Issuer's ordinary shares outstanding as of February 14, 2014. As a result, the number of Class C ordinary shares has been adjusted for the dividend.
On July 1, 2016, the Issuer distributed by means of a bonus issue to each holder of Liberty Global Group ordinary shares one share of the corresponding Class of the Issuer's LiLAC Group ordinary shares for every 8.01482 shares of that Class of the Issuer's Liberty Global Group ordinary shares held by such holder as of the distribution record date (the "LiLAC Distribution"). As a result of the LiLAC Distribution, the Reporting Person received additional LiLAC Class A ordinary shares and LiLAC Class C ordinary shares based on the number of corresponding Class of Liberty Global Group ordinary shares held by the Reporting Person on the LiLAC Distribution record date.
The option vests in three equal annual installments commencing on the date of the Issuer's 2018 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.