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Filing Details

Accession Number:: 0001387131-17-003374
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-06-22 18:36:48
Reporting Period:: 2017-06-21

Filing Date:: 2017-06-22
Accepted Time:: 2017-06-22 18:36:48
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1422183	Fs Investment Corp	FSIC	()	261630040

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1438253	C. Michael Forman	C/O Fs Investment Corporation 201 Rouse Boulevard Philadelphia PA 19112	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-06-21	5,580	$8.91	51,237	No	4	P	Indirect	By Trust
Common Stock	Acquisiton	2017-06-21	5,580	$8.91	908,380	No	4	P	Indirect	By Franklin Square Holdings, L.P.
Common Stock	Acquisiton	2017-06-22	5,580	$8.85	56,817	No	4	P	Indirect	By Trust
Common Stock	Acquisiton	2017-06-22	5,580	$8.84	913,960	No	4	P	Indirect	By Franklin Square Holdings, L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Trust
No	4	P	Indirect	By Franklin Square Holdings, L.P.
No	4	P	Indirect	By Trust
No	4	P	Indirect	By Franklin Square Holdings, L.P.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	12,034	Indirect	By Spouse
Common Stock	3,025	Indirect	By Trust FBO Minor Children
Common Stock	10,676	Indirect	In 401(k) account
Common Stock	7,313	Indirect	In IRA account

Footnotes

The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust in multiple transactions at prices ranging from $8.90 to $8.95, inclusive. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by Franklin Square Holdings, L.P. in multiple transactions at prices ranging from $8.90 to $8.95, inclusive. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Includes shares received through stock distributions and shares received on account of reinvested distributions.
The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust in multiple transactions at prices ranging from $8.80 to $8.90, inclusive. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by Franklin Square Holdings, L.P. in multiple transactions at prices ranging from $8.80 to $8.90, inclusive. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.