Filing Details

Accession Number:
0001094739-17-000061
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-21 18:59:57
Reporting Period:
2017-06-19
Filing Date:
2017-06-21
Accepted Time:
2017-06-21 18:59:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1094739 Finisar Corp FNSR Semiconductors & Related Devices (3674) 943038428
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1661122 Sheridan Julie Eng 1389 Moffett Park Drive
Sunnyvale CA 94089-1133
Evp Datacom Engineering No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-06-19 749 $27.93 69,596 No 4 S Direct
Common Stock Disposition 2017-06-19 5,260 $27.58 64,336 No 4 F Direct
Common Stock Acquisiton 2017-06-20 27,584 $0.00 91,920 No 4 A Direct
Common Stock Disposition 2017-06-21 4,827 $27.16 87,093 No 4 S Direct
Common Stock Disposition 2017-06-21 3,405 $27.13 83,688 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 F Direct
No 4 A Direct
No 4 S Direct
No 4 F Direct
Footnotes
  1. Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on January 6, 2017.
  2. Includes 749 shares purchased under the Issuer's Employee Stock Purchase Plan on June 15, 2017 and such purchase was not required to be reported pursuant to Section 16(a).
  3. On June 19, 2017, the Reporting Person vested in 10,087 restricted stock units ("RSUs") and as a result acquired 10,087 shares of common stock of the Issuer pursuant to the Reporting Person's June 21, 2016 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person.
  4. These shares represent restricted stock units granted to the Reporting Person and shall vest in four equal annual installments beginning on June 25, 2018.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.91 to $27.29 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  6. On June 21, 2017, the Reporting Person vested in 6,524 restricted stock units ("RSUs") and as a result acquired 6,524 shares of common stock of the Issuer pursuant to the Reporting Person's June 21, 2016 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person.