Filing Details

Accession Number:
0001614094-17-000045
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-05 16:34:57
Reporting Period:
2017-05-31
Filing Date:
2017-06-05
Accepted Time:
2017-06-05 16:34:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002047 Netapp Inc. NTAP Computer Storage Devices (3572) 770307520
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1447874 K Matthew Fawcett 495 East Java Drive
Sunnyvale CA 94089
Svp, Gc & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-31 469 $21.31 2,117 No 4 J Direct
Common Stock Acquisiton 2017-06-01 4,850 $0.00 6,967 No 4 M Direct
Common Stock Disposition 2017-06-01 2,530 $39.61 4,437 No 4 F Direct
Common Stock Acquisiton 2017-06-01 2,850 $0.00 7,287 No 4 M Direct
Common Stock Disposition 2017-06-01 1,487 $39.61 5,800 No 4 F Direct
Common Stock Acquisiton 2017-06-01 6,500 $0.00 12,300 No 4 M Direct
Common Stock Disposition 2017-06-01 3,391 $39.61 8,909 No 4 F Direct
Common Stock Disposition 2017-06-02 6,792 $39.58 2,117 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2017-06-01 4,850 $0.00 4,850 $0.00
Common Stock Restricted Stock Unit Disposition 2017-06-01 2,850 $0.00 2,850 $0.00
Common Stock Restricted Stock Unit Disposition 2017-06-01 6,500 $0.00 6,500 $0.00
Common Stock Restricted Stock Unit Acquisiton 2017-06-01 20,000 $0.00 20,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
18,250 2016-06-01 2022-06-23 No 4 M Direct
15,400 2016-06-01 2022-06-23 No 4 M Direct
19,500 2017-06-01 2023-06-01 No 4 M Direct
20,000 2018-06-01 2024-06-01 No 4 A Direct
Footnotes
  1. Shares acquired under the NetApp's 1999 Employee Stock Purchase Plan on May 31, 2017.
  2. The transaction(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  3. The price in Column 4 is a weighted average price. The prices actually received ranged from $39.41 to $39.735. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  4. Restricted stock units convert into common stock on a one-for-one basis.
  5. On June 23, 2015, the reporting person was granted 19,400 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date.
  6. On June 23, 2015, the reporting person was granted 11,400 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016 and subject to continued service on each applicable vesting date.
  7. On June 1, 2016, the reporting person was granted 26,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.
  8. On June 1, 2017, the reporting person was granted 20,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.