Filing Details

Accession Number:
0000902274-17-000107
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-01 07:08:09
Reporting Period:
2017-05-31
Filing Date:
2017-06-01
Accepted Time:
2017-06-01 07:08:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
902274 Libbey Inc LBY Glass & Glassware, Pressed Or Blown (3220) 341559357
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1636007 Salvador Minarro 300 Madison Avenue
Toledo OH 43604
Vp, General Mgr Us & Canada No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-31 10,000 $8.43 10,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Stock Units 39,392 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Shares NQ - Stock Option (Right to Buy) $17.00 2012-02-10 2021-02-10 7,000 7,000 Direct
Common Shares NQ - Stock Option (Right to Buy) $23.02 2015-02-24 2024-02-24 6,582 6,582 Direct
Common Shares NQ - Stock Option (Right to Buy) $13.96 2013-08-01 2022-08-01 3,597 3,597 Direct
Common Shares NQ - Stock Option (Right to Buy) $15.47 2013-12-31 2020-12-31 20,000 20,000 Direct
Common Shares NQ - Stock Option (Right to Buy) $10.13 2011-02-11 2020-02-11 6,000 6,000 Direct
Common Stock NQ - Stock Option (Right to Buy) $13.60 2018-02-17 2027-03-01 15,329 15,329 Direct
Common Shares NQ - Stock Option (Right to Buy) $17.13 2017-02-17 2026-02-25 21,486 21,486 Direct
Common Shares NQ - Stock Option (Right to Buy) $15.35 2009-02-15 2018-02-15 3,200 3,200 Direct
Common Shares NQ - Stock Option (Right to Buy) $19.02 2014-02-22 2023-02-22 7,918 7,918 Direct
Common Shares NQ - Stock Option (Right to Buy) $13.95 2013-02-17 2022-02-17 7,500 7,500 Direct
Common Shares NQ - Stock Option (Right to Buy) $38.06 2016-02-17 2025-03-02 6,340 6,340 Direct
Common Shares NQ - Stock Option (Right to Buy) $1.01 2010-02-27 2019-02-27 7,000 7,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-02-10 7,000 7,000 Direct
2024-02-24 6,582 6,582 Direct
2022-08-01 3,597 3,597 Direct
2020-12-31 20,000 20,000 Direct
2020-02-11 6,000 6,000 Direct
2027-03-01 15,329 15,329 Direct
2026-02-25 21,486 21,486 Direct
2018-02-15 3,200 3,200 Direct
2023-02-22 7,918 7,918 Direct
2022-02-17 7,500 7,500 Direct
2025-03-02 6,340 6,340 Direct
2019-02-27 7,000 7,000 Direct
Footnotes
  1. This transaction was executed in multiple transactions at per share prices ranging from $8.28 to $8.50. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.
  3. Stock option vests 100% on 12/31/2013.
  4. The options become exercisable for 25% of the shares on February 17th of each of 2016, 2017, 2018 and 2019 provided the grantee remains continuously employed by the Company as of those respective dates.