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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
865911	Cascade Bancorp	CACB	State Commercial Banks (6022)	931034484

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1297193	F Mark Vassallo	C/O Lightyear Capital Llc 9 West 57Th Street, 31St Floor New York NY 10019	No	No	Yes	No
1401516	Lightyear Fund Ii, L.p.	C/O Lightyear Capital Llc 9 West 57Th Street, 31St Floor New York NY 10019	No	No	Yes	No
1478798	Lightyear Co-Invest Partnership Ii, L.p.	C/O Lightyear Capital Llc 9 West 57Th Street, 31St Floor New York NY 10019	No	No	Yes	No
1478799	Lightyear Fund Ii Gp Holdings, Llc	C/O Lightyear Capital Llc 9 West 57Th Street, 31St Floor New York NY 10019	No	No	Yes	No
1478800	Lightyear Fund Ii Gp, L.p.	C/O Lightyear Capital Llc 9 West 57Th Street, 31St Floor New York NY 10019	No	No	Yes	No
1596820	Ly Holdings, Llc	C/O Lightyear Capital Llc 9 West 57Th Street, 31St Floor New York NY 10019	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2017-05-30	11,438,500	$0.00	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2017-05-30	30,250	$0.00	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2017-05-30	27,661	$0.00	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Footnotes

Each share of common stock, no par value (the "Common Stock"), of Cascade Bancorp (the "Issuer") was disposed of upon consummation of the merger (the "Merger") contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of November 17, 2016, by and among the Issuer and First Interstate BancSystem, Inc. ("FIBK") for the right to receive (i) 0.14864 shares of FIBK's Class A common stock and (ii) $1.91 in cash, without interest, with any fractional shares paid in cash. The Merger was consummated on May 30, 2017.
The shares were held directly by Lightyear Fund II, L.P. The general partner of Lightyear Fund II, L.P. is Lightyear Fund II GP, L.P. The general partner of Lightyear Fund II GP, L.P. is Lightyear Fund II GP Holdings, LLC. The managing member of Lightyear Fund II GP Holdings, LLC is LY Holdings, LLC. The managing member of LY Holdings, LLC is Mr. Mark F. Vassallo.
The shares were held directly by Lightyear Co-Invest Partnership II, L.P. The general partner of Lightyear Co-Invest Partnership II, L.P. is Lightyear Fund II GP Holdings, LLC. The managing member of Lightyear Fund II GP Holdings, LLC is LY Holdings, LLC. The managing member of LY Holdings, LLC is Mr. Mark F. Vassallo.
The shares were held directly by Lightyear Capital II, LLC. The sole member of Lightyear Capital II, LLC is Lightyear Capital LLC. The managing member of Lightyear Capital LLC is Mr. Mark F. Vassallo.