Filing Details

Accession Number:
0001209191-17-036407
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-31 16:09:13
Reporting Period:
2017-05-30
Filing Date:
2017-05-31
Accepted Time:
2017-05-31 16:09:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1420800 Colfax Corp CFX Pumps & Pumping Equipment (3561) 541887631
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1502389 Lynne A. Puckett 420 National Business Parkway
5Th Floor
Annapolis Junction MD 20701
Svp, Gc & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.001 Acquisiton 2017-05-30 14,355 $21.77 40,907 No 4 M Direct
Common Stock, Par Value $.001 Disposition 2017-05-30 10,882 $40.14 30,025 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $.001 Employee Stock Option (right to buy) Disposition 2017-05-30 14,355 $0.00 14,355 $21.77
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-02-25 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $.001 1,111 Indirect By spouse
Footnotes
  1. The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan (the "10b5-1 Plan") adopted by the reporting person on May 16, 2017. The 10b5-1 Plan provided for the exercise of this option tranche, which expires in February 2018, with corresponding sales to cover the exercise price and related taxes. The remaining underlying shares following this net exercise and tax sale continue to be held by the reporting person.
  2. The price reported in this row of Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.31 to $40.07, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. The option vested in three equal annual installments beginning on February 24, 2012.