Filing Details

Accession Number:
0001506839-17-000010
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-26 17:18:18
Reporting Period:
2017-05-24
Filing Date:
2017-05-26
Accepted Time:
2017-05-26 17:18:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1492691 Swift Transportation Co SWFT Trucking (No Local) (4213) 205589597
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1506839 Virginia Henkels C/O Swift Transportation Company
2200 South 75Th Avenue
Phoenix AZ 85043
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2017-05-24 1,258 $23.99 29,247 No 4 F Direct
Class A Common Stock Acquisiton 2017-05-25 20,000 $11.00 49,247 No 4 M Direct
Class A Common Stock Disposition 2017-05-25 20,000 $24.14 29,247 No 4 S Direct
Class A Common Stock Acquisiton 2017-05-25 24,000 $8.80 53,247 No 4 M Direct
Class A Common Stock Disposition 2017-05-25 24,000 $23.94 29,247 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (Right-to-buy) Disposition 2017-05-25 20,000 $0.00 20,000 $11.00
Class A Common Stock Employee Stock Option (Right-to-buy) Disposition 2017-05-25 24,000 $0.00 24,000 $8.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
58,000 2018-08-27 No 4 M Direct
0 2020-02-28 No 4 M Direct
Footnotes
  1. Represents the number of shares withheld to satisfy tax withholding obligations upon the vesting of Restricted Stock Units previously granted under the Company's 2014 Omnibus Incentive Plan.
  2. The price of $24.14 reported in Column 4 is the weighted average price. The shares were sold in multiple transactions at prices ranging from $24.06 to $24.14. The reporting person undertakes to provide Swift Transportation Company, any securities holders of Swift Transportation Company, or the staff of the Securities and Exchange Commission, upon request, all information regarding the number of shares sold at each separate price within this range.
  3. The price of $23.94 reported in Column 4 is the weighted average price. The shares were sold in multiple transactions at prices ranging from $23.67 to $24.17. The reporting person undertakes to provide Swift Transportation Company, any securities holders of Swift Transportation Company, or the staff of the Securities and Exchange Commission, upon request, all information regarding the number of shares sold at each separate price within this range.
  4. Options were granted under the Issuer's 2007 Omnibus Incentive Plan. Upon exercise, the options convert to the Issuer's Class A common stock on a one-to-one basis.
  5. In connection with the Issuer's initial public offering, a four-to-five reverse stock split was effected on November 29, 2010. Additionally, the exercise price of any options with exercise prices greater than $11.00 (the initial public offering price) were adjusted to $11.00 on December 15, 2010.
  6. The options vested and became exercisable in three equal annual installments, beginning with the third anniversary from the August 27, 2008 grant date.
  7. The options vested and became exercisable in three equal annual installments, beginning with the third anniversary from the February 28, 2010 grant date.