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Home > Insider Trading > Filing (0000899243-17-014475)

Filing Details

Accession Number:
0000899243-17-014475
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-26 09:27:55
Reporting Period:
2017-05-24
Filing Date:
2017-05-26
Accepted Time:
2017-05-26 09:27:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1386570 Chromadex Corp. CDXC Medicinal Chemicals & Botanical Products (2833) 262940963
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1687026 Holly Solina Shuen Hoi Chau C/O 29Th Floor, Harbour Centre
25 Harbour Road
Wanchai K3		 No No Yes No
1705335 Ltd Holdings Step Pioneer C/O 29Th Floor, Harbour Centre
25 Harbour Road
Wanchai K3		 No No Yes No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-24 2,521,526 $2.60 3,059,988 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Pioneer Step Holdings Limited ("Pioneer Step") acquired 2,521,526 shares of the Issuer's common stock at the closing of the second tranche pursuant to the Securities Purchase Agreement, dated April 26, 2017 the ("SPA"), by and among the Issuer, Champion River Ventures Limited ("Champion River") and Pioneer Step, as amended by the First Amendment to Securities Purchase Agreement, dated May 24, 2017 (the "First Amendment"), by and among the Issuer, Champion River and Pioneer Step.
  2. The shares are held directly by Pioneer Step. The sole shareholder and sole director of Pioneer Step is Chau Hoi Shuen Solina Holly ("Solina Chau"). Solina Chau disclaims Section 16 beneficial ownership of the securities held by Pioneer Step, except to the extent of her pecuniary interest therein, if any.