Filing Details

Accession Number:
0001633978-17-000051
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-23 18:45:16
Reporting Period:
2017-05-20
Filing Date:
2017-05-23
Accepted Time:
2017-05-23 18:45:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1633978 Lumentum Holdings Inc. LITE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1234673 S Alan Lowe C/O Lumentum
400 North Mccarthy Blvd
Milpitas CA 95035
Ceo And President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-20 2,285 $0.00 143,447 No 4 M Direct
Common Stock Disposition 2017-05-22 1,200 $53.90 142,247 No 4 F Direct
Common Stock Disposition 2017-05-23 1,085 $58.15 141,162 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2017-05-20 2,285 $0.00 2,285 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,286 2017-05-20 No 4 M Direct
Footnotes
  1. Each unit converts upon vesting into one share of common stock.
  2. Sale of shares pursuant to 10b5-1 plan dated 5/31/2016.
  3. Restricted Stock Units have no expiration date.