Filing Details

Accession Number:
0001180506-17-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-23 17:59:32
Reporting Period:
2017-05-19
Filing Date:
2017-05-23
Accepted Time:
2017-05-23 17:59:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
825313 Alliancebernstein Holding L.p. AB Investment Advice (6282) 133434400
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1180506 G Steven Elliott C/O Alliancebernstein L.p.
1345 Avenue Of The Americas
New York NY 10105
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Units Rep. Assignments Of Beneficial Owner. Of Lp Interests Acquisiton 2017-05-19 16,349 $14.58 31,976 No 4 M Direct
Units Rep. Assignments Of Beneficial Owner. Of Lp Interests Disposition 2017-05-19 16,349 $21.08 15,627 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ab Holding Units AB Holding Unit option (right to buy) Disposition 2017-05-19 16,349 $0.00 16,349 $14.58
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-05-15 2022-05-15 No 4 M Direct
Footnotes
  1. Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
  2. Reporting Person sold 16,349 AB Holding Units at prices ranging from $21.05 to $21.075 per Unit. The price set forth in the table is the weighted average of his sales at these prices.
  3. The option vested in equal annual increments on each of May 12, 2013, 2014 and 2015.