Filing Details

Accession Number:
0001127602-17-018573
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-18 09:56:34
Reporting Period:
2017-05-17
Filing Date:
2017-05-18
Accepted Time:
2017-05-18 09:56:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1673358 Yum China Holdings Inc. YUMC Retail-Eating Places (5812) 812421743
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1685727 Shella Ng 16/F Two Grand Gateway
3 Hong Qiao Road
Shanghai F4 200030
Chief Legal Officer, Corp. Sec No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-17 4,420 $34.75 10,010 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $34.70 to $34.80. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
  2. These shares were acquired on November 1, 2016 in a transaction exempt from reporting pursuant to Rule 16a-9 in connection with the issuer's spinoff from Yum! Brands, Inc.