Filing Details

Accession Number:
0001633978-17-000041
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-17 19:44:32
Reporting Period:
2017-05-15
Filing Date:
2017-05-17
Accepted Time:
2017-05-17 19:44:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1633978 Lumentum Holdings Inc. LITE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1234673 S Alan Lowe C/O Lumentum
400 North Mccarthy Blvd
Milpitas CA 95035
Ceo And President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-15 12,783 $0.00 153,439 No 4 M Direct
Common Stock Disposition 2017-05-16 6,829 $53.31 147,116 No 4 F Direct
Common Stock Disposition 2017-05-17 5,954 $54.29 141,162 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2017-05-15 12,783 $0.00 12,783 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
63,915 2017-05-15 No 4 M Direct
Footnotes
  1. Each unit converts upon vesting into one share of common stock.
  2. Includes 506 shares purchased on May 15, 2017 pursuant to the company's Employee Stock Purchase Plan (ESPP).
  3. Sale of shares pursuant to 10b5-1 plan dated 5/31/2016.
  4. The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $54.00 to $55.25. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  5. Restricted Stock Units have no expiration date.