Filing Details

Accession Number:
0001209191-17-032845
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-16 18:01:57
Reporting Period:
2017-05-12
Filing Date:
2017-05-16
Accepted Time:
2017-05-16 18:01:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1095315 Pfsweb Inc PFSW Services-Business Services, Nec (7389) 752837058
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1233452 D Cynthia Almond C/O Pfsweb, 505 Millennium
Allen TX 75013
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-12 4,255 $4.42 70,174 No 5 M Direct
Common Stock Disposition 2017-05-12 4,255 $7.57 65,919 No 5 S Direct
Common Stock Acquisiton 2017-05-16 1,250 $0.00 67,169 No 5 M Direct
Common Stock Disposition 2017-05-16 459 $7.32 66,710 No 5 F Direct
Common Stock Acquisiton 2017-05-16 18,085 $0.00 84,795 No 5 M Direct
Common Stock Disposition 2017-05-16 7,586 $7.32 77,209 No 5 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 M Direct
No 5 S Direct
No 5 M Direct
No 5 F Direct
No 5 M Direct
No 5 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to buy Disposition 2017-05-12 4,255 $0.00 4,255 $4.42
Common Stock Restricted Stock Unit Disposition 2017-05-16 1,250 $0.00 1,250 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-05-15 No 5 M Direct
0 No 5 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.53 to $7.60 inclusive. The reporting person undertakes to provide to PFSweb, Inc., any security holder thereof or the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. Settlement of Restricted Stock Unit Award issued under the 2005 Employee Stock Option and Incentive Plan (the "Plan").
  3. Shares of common stock withheld by Issuer to satisfy tax withholding obligation
  4. Other Stock Based Award issued under the Plan.
  5. Exercise of employee stock option issued under the Plan.
  6. These shares became exercisable on a cumulative basis from May 16, 2007 to May 16, 2010
  7. Settlement of Restricted Stock Unit Award granted under the Plan.