Filing Details
- Accession Number:
- 0001348568-17-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-11 16:50:40
- Reporting Period:
- 2017-05-09
- Filing Date:
- 2017-05-11
- Accepted Time:
- 2017-05-11 16:50:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 106640 | Whirlpool Corp | WHR | Household Appliances (3630) | 381490038 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1348568 | R Marc Bitzer | Whirlpool Corporation 2000 M-63N Benton Harbor MI 49022 | Pres & Chief Operating Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-02-23 | 2,500 | $0.00 | 50,322 | No | 5 | G | Indirect | By trust for reporting person |
| Common Stock | Disposition | 2017-03-02 | 11,590 | $0.00 | 0 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2017-03-02 | 11,590 | $0.00 | 61,912 | No | 5 | G | Indirect | By trust for reporting person |
| Common Stock | Acquisiton | 2017-05-09 | 12,500 | $132.19 | 12,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-09 | 10,800 | $183.73 | 1,700 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-09 | 1,700 | $184.67 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-05-10 | 8,024 | $132.19 | 8,024 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-10 | 6,814 | $183.80 | 1,210 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-09 | 300 | $0.00 | 61,612 | No | 5 | G | Indirect | By trust for reporting person |
| Common Stock | Acquisiton | 2017-05-09 | 300 | $0.00 | 632 | No | 5 | G | Indirect | By trust for immediate family members |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | By trust for reporting person |
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | By trust for reporting person |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Indirect | By trust for reporting person |
| No | 5 | G | Indirect | By trust for immediate family members |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Employee Stock Options (Right to Buy) | Disposition | 2017-05-09 | 12,500 | $0.00 | 12,500 | $132.19 |
| Common | Employee Stock Options (Right to Buy) | Disposition | 2017-05-10 | 8,024 | $0.00 | 8,024 | $132.19 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 47,860 | 2017-02-15 | 2026-02-15 | No | 4 | M | Direct |
| 39,836 | 2017-02-15 | 2026-02-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 763 | Indirect | 401(k) Stock Fund |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $183.38 to $184.34, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $184.52 to $184.68, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- Represents sales to cover the option exercise price and associated tax withholding obligation on acquisition of 1,210 shares.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $183.8028 to $183.82, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote
- Remaining options will vest and become exercisable in two equal installments on 02/15/2018 and 02/15/2019.
Billionaire Hedge Funds
