Filing Details

Accession Number:
0001209191-17-030960
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-09 16:37:52
Reporting Period:
2017-05-05
Filing Date:
2017-05-09
Accepted Time:
2017-05-09 16:37:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1042046 American Financial Group Inc AFG () OH
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
942061 Craig S Lindner 301 East Fourth Street
Cincinnati OH 45202
Co-Ceo & Co-President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-05 21,338 $24.83 2,591,138 No 4 M Indirect #1
Common Stock Disposition 2017-05-05 21,338 $99.54 2,569,800 No 4 S Indirect #1
Common Stock Acquisiton 2017-05-08 4,021 $24.83 2,573,821 No 4 M Indirect #1
Common Stock Disposition 2017-05-08 4,021 $99.21 2,569,800 No 4 S Indirect #1
Common Stock Acquisiton 2017-05-09 1,116 $24.83 2,570,916 No 4 M Indirect #1
Common Stock Disposition 2017-05-09 1,116 $98.73 2,569,800 No 4 S Indirect #1
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect #1
No 4 S Indirect #1
No 4 M Indirect #1
No 4 S Indirect #1
No 4 M Indirect #1
No 4 S Indirect #1
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option Exercise Disposition 2017-05-05 21,338 $0.00 21,338 $24.83
Common Stock Option Exercise Disposition 2017-05-08 4,021 $0.00 4,021 $24.83
Common Stock Option Exercise Disposition 2017-05-09 1,116 $0.00 1,116 $24.83
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
28,662 2020-02-11 No 4 M Direct
24,641 2020-02-11 No 4 M Direct
23,525 2020-02-11 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 113,096 Indirect #3
Common Stock 31,506 Indirect #12
Common Stock 2,311,386 Indirect #27
Footnotes
  1. Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.21 to $99.70, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote (2) and Footnotes (3)and (4).
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.15 to $99.545, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.70 to $98.80, inclusive.
  5. Indirect #3: By Frances R. Lindner, Trustee for the Frances R. Lindner Living Trust dated 9/13/93.
  6. Indirect #12: Held in the Company's Retirement and Savings Plan. The number of shares of Common is based on a statement dated as of 12/31/2016.
  7. Indirect #27: Shares voting and dispositive power and holds a remainder interest in shares held directly or indirectly by a charitable lead annuity trust. The reporting person disclaims beneficial interest of the shares held by the trust except to the extent of his pecuniary interest in such shares.
  8. These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.