Filing Details

Accession Number:
0001141391-17-000067
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-04 16:31:51
Reporting Period:
2017-05-03
Filing Date:
2017-05-04
Accepted Time:
2017-05-04 16:31:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1141391 Mastercard Inc MA Services-Business Services, Nec (7389) 134172551
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1338914 Ajay Banga 2000 Purchase Street
Purchase NY 10577-2509
Chief Executive Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-05-03 139,020 $24.04 333,495 No 4 M Direct
Class A Common Stock Disposition 2017-05-03 132,362 $117.13 201,133 No 4 S Direct
Class A Common Stock Disposition 2017-05-03 29,380 $117.90 171,753 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (right to buy) Disposition 2017-05-03 139,020 $24.04 139,020 $24.04
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
139,020 2021-03-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 65,610 Indirect By GRAT
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on February 17, 2017.
  2. This transaction was executed in multiple trades at prices ranging from $116.56 to $117.55. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. This transaction was executed in multiple trades at prices ranging from $117.56 to $118.43. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. The Reporting Person was awarded 278,040 employee stock options on March 1, 2011, which vested in four equal annual installments beginning on March 1, 2012.