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Home > Insider Trading > Filing (0001398344-17-005349)

Filing Details

Accession Number:: 0001398344-17-005349
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-04-28 09:45:52
Reporting Period:: 2016-10-03

Filing Date:: 2017-04-28
Accepted Time:: 2017-04-28 09:45:52
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1679230	Riverpark Floating Rate Cmbs Fund	RCRIX	()	811501916

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1705228	Mordecai Schaja	C/O Riverpark Advisors, Llc 156 W. 56Th Street, 17Th Floor New York NY 10019	President	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Institutional Class Shares	Acquisiton	2016-10-03	50,000	$10.00	50,000	No	4	P	Direct
Institutional Class Shares	Acquisiton	2016-10-03	50,000	$10.00	100,000	No	4	P	Indirect	By Spouse
Institutional Class Shares	Acquisiton	2016-10-24	19,960	$10.00	119,960	No	4	P	Indirect	By Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Indirect	By Spouse
No	4	P	Indirect	By Trust

Footnotes

Trust established for Reporting Person's children.