Filing Details

Accession Number:
0001140361-17-016760
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2017-04-25 17:53:29
Reporting Period:
2017-04-10
Filing Date:
2017-04-25
Accepted Time:
2017-04-25 17:53:29
Original Submission Date:
2017-04-10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
771497 Abm Industries Inc ABM Services-To Dwellings & Other Buildings (7340) 941369354
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1669091 Rene Jacobsen One Liberty Plaza
7Th Floor
New York NY 10006
Pres - Business & Industry No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-04-10 950 $25.30 16,541 No 4 M Direct
Common Stock Disposition 2017-04-10 950 $41.88 15,591 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2017-04-10 950 $0.00 950 $25.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,340 2020-09-06 No 4 M Direct
Footnotes
  1. The sale of shares reported in this Form 4 were previously reported on a Form 4 filed on 4/10/17. However, the related option exercise (which was a broker-assisted cashless exercise resulting in the sale of the shares exercised) was mistakenly omitted from the prior Form 4, and so this amendment is being filed to add the option exercise.
  2. All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.
  3. Includes 11,664 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,635 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 460 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto.
  4. Stock options granted under the 2006 Equity Incentive Plan.
  5. 25% exercisable on 9/6/2014 and 25% on the anniversary date of the following three years.