Filing Details

Accession Number:
0001127602-17-015442
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-25 17:01:35
Reporting Period:
2017-04-24
Filing Date:
2017-04-25
Accepted Time:
2017-04-25 17:01:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91440 Snap-On Inc SNA Cutlery, Handtools & General Hardware (3420) 390622040
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1199917 M Jeanne Moreno Snap-On Incorporated
2801 80Th Street
Kenosha WI 53143
Vp & Chief Information Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-04-24 2,300 $109.43 10,486 No 4 M Direct
Common Stock Acquisiton 2017-04-24 4,500 $144.69 14,986 No 4 M Direct
Common Stock Acquisiton 2017-04-24 4,500 $138.03 19,486 No 4 M Direct
Common Stock Disposition 2017-04-24 7,591 $175.99 11,895 No 4 S Direct
Common Stock Disposition 2017-04-24 2,961 $177.14 8,934 No 4 S Direct
Common Stock Disposition 2017-04-24 1,907 $177.79 7,027 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2017-04-24 2,300 $0.00 2,300 $109.43
Common Stock Stock Option (Right to Buy) Disposition 2017-04-24 4,500 $0.00 4,500 $144.69
Common Stock Stock Option (Right to Buy) Disposition 2017-04-24 4,500 $0.00 4,500 $138.03
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2024-02-13 No 4 M Direct
4,500 2016-02-12 2025-02-12 No 4 M Direct
9,000 2017-02-11 2026-02-11 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $168.70 2018-02-09 2027-02-09 13,500 13,500 Direct
Common Stock Restricted Stock Units $0.00 1,742 1,742 Direct
Common Stock Restricted Stock Units $0.00 1,185 1,185 Direct
Common Stock Restricted Stock Units $0.00 957 957 Direct
Common Stock Performance Units $0.00 1,266 1,266 Direct
Common Stock Performance Units $0.00 1,020 1,020 Direct
Common Stock Performance Units $0.00 958 958 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2027-02-09 13,500 13,500 Direct
1,742 1,742 Direct
1,185 1,185 Direct
957 957 Direct
1,266 1,266 Direct
1,020 1,020 Direct
958 958 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $175.58 to $176.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
  2. This transaction was executed in multiple trades at prices ranging from $176.61 to $177.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
  3. This transaction was executed in multiple trades at prices ranging from $177.79 to $177.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
  4. Option fully vested.
  5. Exercise of Rule 16b-3 stock option.
  6. Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
  7. 1 for 1.
  8. The restricted stock units were earned based on Company performance during fiscal 2015. Assuming continued employment through the end of fiscal 2017, the units will then vest in one installment and the shares will be issued shortly thereafter.
  9. The restricted stock units were earned based on Company performance during fiscal 2016. Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter.
  10. The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2017. Assuming continued employment through the end of fiscal 2019, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.
  11. If the Company achieves certain goals over the 2015-2017 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
  12. If the Company achieves certain goals over the 2016-2018 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
  13. If the Company achieves certain goals over the 2017-2019 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.