Filing Details

Accession Number:
0001144204-17-021046
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-19 16:12:21
Reporting Period:
2017-04-19
Filing Date:
2017-04-19
Accepted Time:
2017-04-19 16:12:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
850261 Sorrento Therapeutics Inc. SRNE Services-Commercial Physical & Biological Research (8731) 330344842
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1470981 Henry Ji C/O Sorrento Therapeutics, Inc.
9380 Judicial Drive
San Diego CA 92121
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-04-19 100,000 $2.00 139,776 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 67,931 Indirect See Footnote
Common Stock 2,053,162 Indirect See Footnote
Footnotes
  1. Shares are held by an entity of which the Reporting Person and his spouse are the sole members and managing directors.
  2. Shares are held in family trust, of which the Reporting Person is a co-trustee with his wife.