Filing Details

Accession Number:
0001439288-17-000026
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-13 16:59:24
Reporting Period:
2017-04-12
Filing Date:
2017-04-13
Accepted Time:
2017-04-13 16:59:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1439288 Rexnord Corp RXN General Industrial Machinery & Equipment (3560) 205197013
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1525211 A. Todd Adams 4701 West Greenfield Avenue
Milwaukee WI 53214
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-04-12 55,138 $4.79 168,713 No 4 M Direct
Common Stock Disposition 2017-04-12 33,000 $22.89 135,713 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2017-04-12 55,138 $0.00 55,138 $4.79
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-04-19 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,834 Indirect By 401(k) Plan
Common Stock 1,200 Indirect By SEP IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $9.61 2018-06-24 89,914 89,914 Direct
Common Stock Stock Option (right to buy) $4.80 2019-07-30 224,785 224,785 Direct
Common Stock Stock Option (right to buy) $4.80 2019-09-11 499,524 499,524 Direct
Common Stock Stock Option (right to buy) $8.89 2020-10-29 166,508 166,508 Direct
Common Stock Stock Option (right to buy) $18.00 2022-03-29 937,000 937,000 Direct
Common Stock Stock Option (right to buy) $19.70 2017-05-20 2026-05-20 1,092,044 1,092,044 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-06-24 89,914 89,914 Direct
2019-07-30 224,785 224,785 Direct
2019-09-11 499,524 499,524 Direct
2020-10-29 166,508 166,508 Direct
2022-03-29 937,000 937,000 Direct
2026-05-20 1,092,044 1,092,044 Direct
Footnotes
  1. The transactions were executed pursuant to a Rule 10b5-1 plan.
  2. This transaction was executed in multiple trades at prices ranging from $22.675 to $23.30. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
  3. Based on information from the trustee of the 401(k) Plan.
  4. Option fully vested.
  5. The original option vests in three annual installments beginning on the date listed above.