Filing Details

Accession Number:
0001209191-17-026870
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-13 16:30:52
Reporting Period:
2017-04-12
Filing Date:
2017-04-13
Accepted Time:
2017-04-13 16:30:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
350868 Iteris Inc. ITI Communications Equipment, Nec (3669) 952588496
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
949119 Iii I Lloyd Miller 3300 South Dixie Highway
Suite 1-365
West Palm Beach FL 33405
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-04-12 100,000 $6.00 4,368 No 4 S Indirect By Milgrat (W10)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Milgrat (W10)
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,456,523 Indirect By Milfam II L.P.
Common Stock 372,175 Indirect By Milfam I L.P.
Common Stock 32,190 Indirect By LIMFAM LLC
Common Stock 100,000 Indirect By Trust A-2 - Lloyd I. Miller
Common Stock 57,720 Indirect By Trust D - Lloyd I. Miller
Common Stock 189,346 Indirect By Trust C - Lloyd I. Miller
Common Stock 42,743 Direct
Common Stock 2,530,477 Indirect By Trust A-4 - Lloyd I. Miller
Footnotes
  1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
  2. On November 3, 2016, 50,689 securities held by Milgrat (W10) were transferred to Trust C. Such transaction only effected a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13.