Filing Details

Accession Number:
0001209191-17-026260
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-07 16:29:49
Reporting Period:
2017-04-05
Filing Date:
2017-04-07
Accepted Time:
2017-04-07 16:29:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1525769 Dave & Buster's Entertainment Inc. PLAY () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1200232 J Alan Lacy 2481 Manana Drive
Dallas TX 75220
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-04-05 14,702 $4.44 55,485 No 4 M Direct
Common Stock Disposition 2017-04-05 14,702 $60.37 40,783 No 4 S Direct
Common Stock Acquisiton 2017-04-06 10,298 $4.44 51,081 No 4 M Direct
Common Stock Disposition 2017-04-06 10,298 $59.90 40,783 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2017-04-05 14,702 $0.00 14,702 $4.44
Common Stock Stock Option (Right to Buy) Disposition 2017-04-06 10,298 $0.00 10,298 $4.44
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
132,464 2020-06-01 No 4 M Direct
122,166 2020-06-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 131,238 Indirect Alan J. Lacy Irrevocable Qualified Annuity Trust No. 2016-3
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $60.200 to $60.500, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $59.690 to $60.000, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
  3. All of the shares subject to the option have previously vested.