Filing Details

Accession Number:
0001249155-17-000030
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-04 20:58:58
Reporting Period:
2017-03-31
Filing Date:
2017-04-04
Accepted Time:
2017-04-04 20:58:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1477246 S&W Seed Co SANW Agricultural Production-Crops (100) 271275784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1560579 D Glen Bornt 2311 E. Highway 98
Holtville CA 92250
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-03-31 5,900 $5.00 174,100 No 4 S Direct
Common Stock Disposition 2017-04-03 3,612 $5.00 170,488 No 4 S Direct
Common Stock Disposition 2017-04-04 2,762 $5.00 167,726 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Sales were made pursuant to a Rule 10b5-1 trading plan established by the reporting person.