Filing Details

Accession Number:
0001179110-17-005321
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2017-03-31 20:13:35
Reporting Period:
2017-03-22
Filing Date:
2017-03-31
Accepted Time:
2017-03-31 20:13:35
Original Submission Date:
2017-03-30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1374684 Mulesoft Inc MULE () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1028348 Brookside Capital Partners Fund Lp C/O Bain Capital Public Equity, Lp
200 Clarendon Street
Boston MA 02116
No No Yes No
1156175 Bain Capital Public Equity Management, Llc C/O Bain Capital Public Equity, Lp
200 Clarendon Street
Boston MA 02116
No No Yes No
1461875 Brookside Capital Trading Fund, L.p. C/O Bain Capital Public Equity, Lp
200 Clarendon Street
Boston MA 02116
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-03-22 153,682 $24.91 653,682 No 4 P Indirect See Footnote
Class A Common Stock Acquisiton 2017-03-22 49,400 $25.53 703,082 No 4 P Indirect See Footnote
Class A Common Stock Disposition 2017-03-22 12,100 $22.67 703,082 No 4 S Indirect See Footnote
Class A Common Stock Disposition 2017-03-22 108,414 $23.31 703,082 No 4 S Indirect See Footnote
Class A Common Stock Disposition 2017-03-22 25,021 $24.00 703,082 No 4 S Indirect See Footnote
Class A Common Stock Disposition 2017-03-23 24,200 $22.99 703,082 No 4 S Indirect See Footnote
Class A Common Stock Disposition 2017-03-24 2,598 $22.73 703,082 No 4 S Indirect See Footnote
Class A Common Stock Disposition 2017-03-24 2,000 $23.24 703,082 No 4 S Indirect See Footnote
Class A Common Stock Disposition 2017-03-28 28,749 $21.87 703,082 No 4 S Indirect See Footnote
Class A Common Stock Disposition 2017-03-29 6,100 $23.43 703,082 No 4 S Indirect See Footnote
Class A Common Stock Disposition 2017-03-29 13,900 $24.12 703,082 No 4 S Indirect See Footnote
Class A Common Stock Disposition 2017-03-30 36,618 $23.77 703,082 No 4 S Indirect See Footnote
Class A Common Stock Disposition 2017-03-30 1,600 $23.88 703,082 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Footnotes
  1. This Form 4 amends and restates in its entirety the Form 4 filed by the reporting persons on March 30, 2017.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.47 to $25.46. The reporting persons undertake to provide to MuleSoft, Inc., any security holder of MuleSoft, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased or sold at each separate price within the ranges set forth in footnotes 2 and 4 through 7 to this Form 4.
  3. All of the shares of Class A Common Stock of the Issuer disclosed herein are held directly by Brookside Capital Trading Fund, L.P. ("Trading Fund"), whose general partner is Brookside Capital Investors II, L.P. ("Investors II"). Bain Capital Public Equity Management, LLC ("BCPEM") is the general partner of Investors II. BCPEM may be deemed to share indirect beneficial ownership of the shares of Class A Common Stock held of record by Trading Fund, but disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.
  4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.47 to $25.55.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.87 to $22.86.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.87 to $23.86.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.87 to $24.86.
  8. All sales transactions reported herein are short sales and, accordingly, the reporting persons have not reported a reduction in their beneficial ownership as a result of the sales.